Sept 13 (Reuters) – Nuveen Investments, Inc. on
Wednesday sold $1.145 billion of senior unsecured notes in two
parts in the 144a private placement market, said IFR, a Thomson
Reuters service.
Deutsche Bank, Bank of America Merrill Lynch, Citigroup,
Morgan Stanley, RBC, UBS, and Wells Fargo were the joint
bookrunning managers for the sale.
BORROWER: NUVEEN INVESTMENTS, INC.
TRANCHE 1
AMT $500 MLN COUPON 9.125 PCT MATURITY 10/15/2017
TYPE SR NTS ISS PRICE 100 FIRST PAY 04/15/2013
MOODY’S Caa2 YIELD 9.125 PCT SETTLEMENT 09/19/2012
S&P; TRIPLE-C SPREAD 834 BPS PAY FREQ SEMI-ANNUAL
FITCH N/A MORE THAN TREAS MAKE-WHOLE CALL 50 BPS
TRANCHE 2
AMT $645 MLN COUPON 9.5 PCT MATURITY 10/15/2020
TYPE SR NTS ISS PRICE 100 FIRST PAY 04/15/2013
MOODY’S Caa2 YIELD 9.5 PCT SETTLEMENT 09/19/2012
S&P; TRIPLE-C SPREAD 815 BPS PAY FREQ SEMI-ANNUAL
FITCH N/A MORE THAN TREAS MAKE-WHOLE CALL 50 BPS
