Sarah N. Lynch

White House, Treasury officials to appear at SEC cyber security event

December 23, 2018 at 11:05 p.m.

WASHINGTON (Reuters) - Cyber security experts from the White House, Treasury Department and Department of Homeland Security will be among panelists appearing on Wednesday at a roundtable on the challenges...

Exclusive: SEC contacted investment companies with Russian exposure – sources

November 4, 2021 at 1:30 a.m.

Washington (Reuters) - U.S. securities regulators contacted public funds with investments in Russia to make sure they are properly managing risks and disclosing their holdings to investors as political tensions...

Exclusive: SEC contacted investment companies with Russian exposure – sources

December 23, 2018 at 11:00 p.m.

SEC close to weighing possible action on proxy advisory firms

November 4, 2021 at 1:28 a.m.

WASHINGTON (Reuters) - The Securities and Exchange Commission will soon review recommendations for possible regulatory action targeting proxy advisory firms, SEC Chair Mary Jo White said on Wednesday. White did...

SEC close to weighing possible action on proxy advisory firms

December 23, 2018 at 10:57 p.m.

SEC charges brokers in scheme to profit from terminally ill

August 25, 2021 at 2:54 a.m.

WASHINGTON (Reuters) - U.S. securities regulators filed civil charges against two brokers and seven others, saying they were involved in a scheme to profit from the death of terminally ill...

SEC charges AgFeed audit committee chair in accounting fraud case

November 4, 2021 at 1:23 a.m.

WASHINGTON (Reuters) - Federal securities regulators filed unusual civil charges on Tuesday against the former independent audit committee chairman and top U.S. officials of an animal feed company, saying they...

SEC charges AgFeed audit committee chair in accounting fraud case

December 23, 2018 at 10:41 p.m.

Weak trial witnesses hinder a more aggressive SEC

December 23, 2018 at 10:39 p.m.

WASHINGTON (Reuters) - As the U.S. Securities and Exchange Commission seeks to become a more formidable force in the courtroom, a string of trial defeats in the past six months...

Acting CFTC head pleads with U.S. Congress for more funding

November 4, 2021 at 1:21 a.m.

WASHINGTON (Reuters) - The acting head of the U.S. derivatives regulator pleaded with federal lawmakers on Thursday to give his agency more funding, saying a tight budget has prevented staff...

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